The Securities and Exchange Commission announced the agenda and panelists for its November 14 forum to discuss fintech innovation in the financial services industry.

The Fintech Forum, announced in September, will begin at 9 a.m. ET, and will be divided into four panels. Participants on the first panel will discuss the impact of recent innovation in investment advisory services. The second panel will discuss the impact of recent innovation on trading, settlements and clearance activities. Participants on the third panel will discuss the impact of recent innovation in capital formation. The final panel will discuss investor protection in the fintech era.

The Fintech Forum will be held at the SEC’s headquarters in Washington, D.C., and is open to the public on a first-come, first-served basis.

While the forum will begin at 9 a.m. ET, doors will open at 7:45 a.m. ET. Guests attending should bring photo identification and are encouraged to time their arrival with the understanding that they will be screened by security before entering the Fintech Forum. No registration is required to attend the event.

For members of the public interested in the Fintech Forum, but unable to attend in-person, a live webcast will be available through the SEC’s Fintech Spotlight page. The webcast will also be archived for later viewing.