Wells Fargo Advisors Hires Simmons as New Head of National Sales

Wells Fargo hired Barry Simmons as the new head of national sales for Wells Fargo Advisors. In this role, Simmons will lead Wells Fargo Advisors’ sales and business development team in the United States. read more

JUN 2, 2023 - 7:02 am

Wells Fargo Promotes Savarick to Managing Director – Investments

Wells Fargo Advisors promoted Evan Savarick to managing director – investments. read more

OCT 17, 2022 - 7:01 am

Tyers Joins Wells Fargo Advisors to Lead Independent Advisor Group

John Tyers joined Wells Fargo Advisors as head of the independent advisor group. In this role, Tyers will oversee the businesses of Wells Fargo Advisors Financial Network, First Clearing and Wells Fargo’s registered investment advisor (RIA) custody business. read more

AUG 2, 2021 - 6:15 am

Wells Fargo Advisors to Pay $3.5MM to Settle SAR Violations

According to a SEC filing, Wells Fargo Advisors was censured and agreed to pay $3.5 million to settle allegations it failed to file suspicious activity reports for transactions suspected to be linked to money laundering. read more

NOV 15, 2017 - 7:05 am

Wells Fargo Pays Penalty in Burger King Insider Trading Case

The SEC announced that Wells Fargo Advisors has been charged with failing to maintain adequate controls to prevent one of its brokers from insider trading of Burger King shares based on nonpublic information. read more

SEP 23, 2014 - 11:25 am