SMBC Nikko Securities America, a member of SMBC Group, appointed Steven Feinberg head of credit for the fixed income sales and trading group, which is based in New York. Feinberg joined SMBC from MUFG. read more

MAR 24, 2023 - 7:25 am

SMBC Nikko Securities America hired Allen Jordan as an executive director focused on U.S. equity sales trading, Marc Rosa as an executive director and specialist in international equity sales trading and Ted Langworthy as an executive director and head of the firm’s equity finance team. read more

DEC 27, 2022 - 7:22 am

Raffi Dawson joined SMBC Nikko Securities America as managing director and head of the firm’s structured finance group. In this new role, Dawson will be responsible for overseeing the firm’s securitization businesses. read more

NOV 9, 2022 - 7:14 am

SMBC Nikko Securities America, a member of SMBC Group, appointed Joseph A. LaVorgna managing director and chief economist. read more

SEP 15, 2022 - 7:27 am

Tom Bausano joined SMBC Nikko Securities America as managing director and co-head of debt capital markets and debt syndicate. Bausano joined SMBC Nikko Securities America from Mizuho. read more

AUG 12, 2022 - 7:26 am

Paul Spivack joined SMBC Nikko Securities America, a member of SMBC Group, as managing director and deputy head of capital markets. Spivack joined SMBC Nikko Securities America from Morgan Stanley, where he spent the past 17 years. read more

NOV 3, 2021 - 8:30 am

Bruce Mulder joined SMBC Nikko Securities America’s fixed income sales and trading group as a managing director and head of structured products sales. In this role, Mulder will oversee the structured credit products sales team. read more

OCT 11, 2021 - 6:08 am

Scott Ashby joined SMBC Nikko Securities America, a member of SMBC Group, as managing director, head of capital markets and investment banking and senior deputy president. Ashby joined the firm from Morgan Stanley, where he spent the past 24 years. read more

SEP 29, 2021 - 5:56 am

Andrew Bauch joined the U.S. equities research team at SMBC Nikko Securities America, a member of SMBC Group, as a director and senior research analyst covering the payments, processors and financial technology sector. read more

AUG 20, 2021 - 6:24 am